Compliance Officer : North, Salary highly neg, excellent benefits. JSE Compliance Officer Exam is ess SAFEX, Yield-X an adv. Regular liaison with regulators, noting of pledges, committing trades on FICA non comp accounts, on pledge accounts & escalation of discrepancies identified. approval & verification of BDA accesses & trader codes. Assist management to formulate & impl policies & control procedures.
13-06-2009 - junkmail.co.za